Monday, February 07. 2022

SEC Releases Annual Staff Report on Nationally Recognized Statistical Rating Organizations

On January 31th, the SEC issued its annual Staff Report on Nationally Recognized Statistical Rating Organizations (NRSROs), as required by Section 6 of the Credit Rating Agency Reform Act of 2006 and Section 15E(p)(3)(C) of the Securities Exchange Act of 1934.

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Posted by
LeAnn Dey
in Investor Education, SEC at 10:56

SEC to Host Small Business Capital Formation Advisory Committee Web Meeting

The SEC has announced that its Small Business Capital Formation Advisory Committee will hold a remote meeting to discuss matters related to the rules and regulations affecting small and emerging companies and their investors under the federal securities laws. The free webcast will take place on Thursday, February 10, 2022, from 10:00 a.m. to 4:00 p.m. ET. The event is open to the public and will be presented live on sec.gov. {expires: 2022-02-10} Continue reading "SEC to Host Small Business Capital Formation..." »
Posted by
LeAnn Dey
in Events, Investor Education, SEC at 09:10
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